Financial Analyst Junior

Job Description

*This role is on-site*

*Interviews will be one round via video conference*

Bachelor’s Degree Is Not Required

Top 3 Skills:

Superior attention to detail

Proven proficiency in problem resolution and demonstrated initiative

Ability to create, modify, and troubleshoot Excel Macros

Operations Oversight team serves as an independent team which provides quality control, regulatory monitoring, reporting and oversight across the Private Banking Operations Department including, Lending, Margin, Collateral and Banking. Coverage includes activities performed by the Branch and Operations and our role is to ensure compliance with Departmental, Firm and Regulatory requirements and procedures. Primary responsibilities include conducting oversight of key functions performed by Operations team, monitoring and reporting of daily control reports, consolidating and providing metric reporting, performing analysis on report exceptions and supporting Internal/External audit requests. Operations Oversight has the key responsibility of ensuring completeness and accuracy of controls and procedures are followed across the departments for products that impact client and firm relationships and associated risks including regulatory, financial and reputational.

Key Responsibilities

The candidate will be responsible for the following:

Prepare, monitor, analyze and distribute daily reports

Coordinate reports and correspondence for exception items that require remediation and/or escalation

Work closely with the product lines to ensure their operational and procedural requirements are followed

Prepare and distribute daily, weekly, monthly or quarterly key performance metrics

Oversee control functions performed by offshore teams to ensure accuracy and completeness

Ensure that escalation procedures are followed

Provide necessary information for auditors during internal and external examsIdentify existing and potential risk, and work with other areas to minimize or eliminate the risk

Skills Required

Intermediate working knowledge of Outlook, Word, and ExcelAbility to create, modify, and troubleshoot Excel Macros

Working knowledge of SharePoint

Proven proficiency in problem resolution and demonstrated initiative

Excellent organizational / time management skills to succeed in a high-pressure / fast paced environment

Professional oral and written communication skills

Superior attention to detail

Strong research / analytical, and math skills

Able to prioritize and multi-task

Creative thinker to reengineer some of the current manual workflow processes including Macro development

Skills Desired

Process automation/VBA/SQL capabilities strongly preferred

Experienced Background In Securities-based Lending Preferred

Bachelor’s degree; business or economics degree preferred

SBR: $30.60

SS POC: Dom Dawkins