C&ORC Technology Control Assurance SOX Tester / Auditor

Do you have a knack for IT Audit? Are you at your best when supporting others?

We are looking for C&ORC Technology Control Assurance SOX Tester to:

• perform the Design Effectiveness (DE) and Operating Effectiveness (OE) testing as per the defined Testing Approach
• address and clear any review points raised through Quality Assurance (QA) review in a timely manner
• escalate any potential testing issues / exceptions to appropriate teams
• inform Control Owners, onshore Process Owners and Operational Risk Controllers
• maintain the Issue Logs, ensuring they are kept up-to-date and detailed
• provide timely updates to the testing status tracker and ensuring all QA review points are closed out quickly
• participate in weekly/monthly progress meetings with control owners and contribute to discussions around control issues and fails
• perform testing of remediated controls and escalate any potential issues immediately
• contribute to the status reporting in a timely manner

Your team

You’ll be working in Compliance & Operational Risk Control (C&ORC) Technology Control Assurance team in Zurich, Switzerland. C&ORC Technology Control Assurance is part of the Group Compliance & Regulatory Governance (GCRG) function that provides an independent assessment of the design and operating effectiveness of SOX controls.

Diversity helps us grow, together. That’s why we are committed to fostering and advancing diversity, equity, and inclusion. It strengthens our business and brings value to our clients.

Your expertise

• university degree or equivalent qualification (preferably IT or similar)
• ideally 2+ years of experience in IT audit, IT risk, IT general controls, IT application controls or internal control areas (preferably within the financial industry or professional services firms)
• suitable professional qualification such as CISA, CISSP would be a plus
• strong organizing skills, especially in planning and record keeping
• strong analytical, problem-solving and synthesizing skills
• empathetic and have the ability to work in a diverse team and build relationships with people
• excellent written and spoken English

About Us

UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..

We have a presence in all major financial centers in more than 50 countries.

How we hire

We may request you to complete one or more assessments during the application process. Learn more

Join us

At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it’s our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?